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Jason Edward Jackson

CRD# 2921979·Registered 1998 - 2023
Previously Registered: Being a previously registered professional could mean that Jason is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jason Edward Jackson was a registered financial advisor. Jason was a previously registered financial professional and started their career in finance 1998 - 2023. Jason had worked at 10 firms and has passed the Series 66, Series 63, Series 82TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

HARBOR FUNDS DISTRIBUTORS, INC.·CRD# 113506
BD
Chicago, IL
January 23, 2019 - July 7, 2023
HARBOR FUNDS DISTRIBUTORS, INC.·CRD# 113506
BD
Chicago, IL
January 15, 2015 - December 12, 2017
HARRISDIRECT LLC·CRD# 42159
RIA
Arlington, VA
March 12, 2013 - October 21, 2014
E*TRADE SECURITIES LLC·CRD# 29106
BD
Chicago, IL
March 11, 2013 - October 21, 2014
PNC WEALTH MANAGEMENT LLC·CRD# 129052
RIA
Chicago, IL
August 14, 2012 - February 21, 2013
PNC WEALTH MANAGEMENT LLC·CRD# 129052
BD
Chicago, IL
August 14, 2012 - February 21, 2013
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Chicago, IL
April 23, 2008 - July 11, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
January 11, 2006 - July 11, 2012
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
May 5, 2005 - August 8, 2005
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
May 5, 2005 - August 8, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
New York City, NY
August 6, 2004 - August 3, 2005
MF GLOBAL INC.·CRD# 6731
BD
New York, NY
July 27, 1999 - September 29, 2003
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
February 13, 1998 - December 15, 1998

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Current Firm

HF
HARBOR FUNDS DISTRIBUTORS, INC.

BCA SECURITIES, INC. | HCA SECURITIES, INC. | HARBOR FUNDS DISTRIBUTORS, INC.

CRD#: 113506 / SEC#: 8-53339
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

111 South Wacker Drive 34th Floor, Chicago, IL 60606

Mailing Address

111 South Wacker Drive 34th Floor, Chicago, IL 60606

Phone Number

(312) 443-4420

Established

Delaware since 02/21/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HARBOR CAPITAL ADVISORS, INC.SHAREHOLDER—
HALABY, JOHN STEVEPRESIDENT AND DIRECTOR2543904
KUNKEL, JACOB JEFFREYCHIEF FINANCIAL OFFICER AND TREASURER6108628
MCCAIN, CHARLES FREDERICKCHIEF EXECUTIVE OFFICER AND DIRECTOR4865638
NEE, STEPHANIE ANNCHIEF COMPLIANCE OFFICER4968097

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1998About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1998About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 2015About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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