Peter A. Godino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Arthur Godino, CFP®, who also goes by Peter A Godino, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1997. Peter had worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2011 - April 7, 2017
MODERA WEALTH MANAGEMENT, LLC
March 2, 2010 - August 8, 2011
MORGAN STANLEY
November 18, 2009 - August 8, 2011
MORGAN STANLEY
April 18, 2008 - April 29, 2009
NEWBURY STREET CAPITAL LIMITED PARTNERSHIP
September 6, 2006 - January 31, 2008
J.P. KING ADVISORS, INC.
May 10, 2004 - February 5, 2008
INVESTMENT ARCHITECTS, INC.
November 12, 1998 - April 26, 2002
IDS LIFE INSURANCE COMPANY
November 12, 1998 - April 26, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
November 19, 1997 - October 14, 1998
IDS LIFE INSURANCE COMPANY
November 19, 1997 - October 14, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MODERA WEALTH MANAGEMENT, LLC
CRD#: 155649 / SEC#: 801-71973
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MODERA WEALTH MANAGEMENT, LLC
CRD#: 155649 / SEC#: 801-71973
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,833 |
| AUM (Assets Under Management) | $ 15,510,482,152 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 01/26/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
