Mark A. Boser

ORGEL WEALTH MANAGEMENT

Altoona, WI 54720

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CRD#: 2921925

Professional summary

Mark Anthony Boser, AIF® is a registered financial advisor currently at ORGEL WEALTH MANAGEMENT, LLC located in Altoona, Wisconsin.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The employee since 2020 holds a 17% ownership interest in OWM RE, a jointly held partnership that owns real estate located at 2420 Rivers Edge Drive and 2423 Rivers Edge Drive, Altoona, WI 54720, which are the buildings used by Orgel Wealth Management for its operations. The activity involves real estate ownership only, with approximately 1 hour per month devoted; oversight is handled by another partner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Boser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 11, 2013 - Present

ORGEL WEALTH MANAGEMENT, LLC

Office #1: 2420 Rivers Edge Drive, Altoona, WI 54720

RIA

CRD#: 168219

Altoona, WI

Past

April 17, 2012 - October 24, 2013

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

EAU CLAIRE, WI

Past

April 16, 2012 - October 24, 2013

RBC CAPITAL MARKETS, LLC

CRD#: 31194

EAU CLAIRE, WI

Past

October 6, 2010 - April 9, 2012

FINANCIAL TELESIS INC

CRD#: 31012

ST PAUL, MN

Past

March 5, 2008 - October 1, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

ST PAUL, MN

Past

January 3, 2008 - October 20, 2008

NRP FINANCIAL, INC.

RIA

CRD#: 103717

ST PAUL, MN

Past

October 30, 2006 - October 1, 2010

NRP FINANCIAL, INC.

CRD#: 103717

ST PAUL, MN

Past

October 28, 2005 - October 30, 2006

CANTELLA & CO., INC.

RIA

CRD#: 13905

ST. PAUL, MN

Past

October 10, 2005 - October 30, 2006

CANTELLA & CO., INC.

CRD#: 13905

ST. PAUL, MN

Past

January 2, 2004 - October 3, 2005

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

September 12, 2002 - December 31, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

September 22, 1997 - June 5, 2002

ONE ORCHARD EQUITIES, INC.

CRD#: 42124

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORGEL WEALTH MANAGEMENT, LLC

CRD#: 168219 / SEC#: 801-78284

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ORGEL WEALTH MANAGEMENT, LLC

CRD#: 168219 / SEC#: 801-78284

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

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Contact information

Main Address

2420 Rivers Edge Drive, Altoona, WI 54720

Mailing Address

Phone number

(715) 835-6525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ORGEL WEALTH MANAGEMENT WRAP FEE BROCHURE (3/27/2024)

ORGEL WEALTH MANAGEMENT ADV BROCHURE (3/27/2024)

Regulatory assets under management

Total Number of Accounts	10,031
AUM (Assets Under Management)	$ 7,104,580,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Boser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Boser's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

FINANCIAL TELESIS INC

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

NRP FINANCIAL, INC.

CANTELLA & CO., INC.

CANTELLA & CO., INC.

GROVE POINT INVESTMENTS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

ONE ORCHARD EQUITIES, INC.

Primary Firm SEC Registration

ORGEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2005

Series 63

Date: 9/22/1997

Series 7

Date: 5/17/2012

Series 6

Date: 9/19/1997

Current Firm

ORGEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORGEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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