Ryan A. Fox

FINANCIAL ADVISORY SERVICES

GETTYSBURG, PA 17325

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CRD#: 2921625

Professional summary

Ryan Andrew Fox is a registered financial advisor currently at FINANCIAL ADVISORY SERVICES, LLC located in Gettysburg, Pennsylvania.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ryan has worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ELIZABETH COLLEGE-ADJUNCT ECONOMICS PROFESSOR-NON-INVESTMENT RELATED-1 ALPHA DR, ELIZABETHTOWN, PA 17022-PROFESSOR OF MICRO & MACRO ECONOMICS-STARTED 2003-10 HR PER MO-NO HRS DURING SECURITIES TRADING HRS-TEACHING COURSES. EASTERN UNIV-ADJUNCT FINANCE PROFESSOR IN MBA PROGRAM-NON-INVESTMENT RELATED-750 E PARK DR, HARRISBURG, PA 17111-PROFESSOR OF FINANCE-STARTED 2008-8 HRS PER MO-NO HOURS DURING SECURITIES TRADING HOURS-RESPONSIBLE FOR TEACHING COURSES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Andrew Fox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2015 - Present

FINANCIAL ADVISORY SERVICES, LLC

Office #1: 113 Carlisle Street, Gettysburg, PA 17325

RIA

CRD#: 122053

GETTYSBURG, PA

Past

December 6, 2011 - February 10, 2015

FINANCIAL CONSULATE

RIA

CRD#: 106898

GETTYSBURG, PA

Past

June 30, 2003 - November 5, 2004

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

September 12, 2002 - June 2, 2003

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

October 1, 2000 - August 15, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 2, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

August 26, 1997 - December 15, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL ADVISORY SERVICES, LLC

FINANCIAL ADVISORY SERVICES, LLC | HARRY R. HOLM, FINANCIAL ADVISORY SERVICES, L.L.C. | HARRY R. HOLM, CHFC FINANCIAL ADVISORY SERVICES | HARRY R. HOLM, CHFC

CRD#: 122053 / SEC#: 801-113557

RIA

Registered Investment Advisory firm - (7/5/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/12/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/16/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/22/1997

General Securities Representative Examination

Current Firm

FINANCIAL ADVISORY SERVICES, LLC

FINANCIAL ADVISORY SERVICES, LLC | HARRY R. HOLM, FINANCIAL ADVISORY SERVICES, L.L.C. | HARRY R. HOLM, CHFC FINANCIAL ADVISORY SERVICES | HARRY R. HOLM, CHFC

CRD#: 122053 / SEC#: 801-113557

RIA

Registered Investment Advisory firm - (7/5/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/26/2018 Terminated)

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Contact information

Main Address

215 Baltimore Street, Hanover, PA 17331

Mailing Address

Phone number

(717) 633-6844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 BROCHURE FEBRUARY 28, 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	722
AUM (Assets Under Management)	$ 229,974,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan A. Fox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Andrew Fox's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL CONSULATE

CETERA WEALTH SERVICES, LLC

ESSEX NATIONAL SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

FINANCIAL ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2010

Series 63

Date: 9/3/1997

Series 31

Date: 9/16/1997

Series 7

Date: 8/22/1997

Current Firm

FINANCIAL ADVISORY SERVICES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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