Nancy J. Komarowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy J Komarowski, who also goes by Nancy J Kabat, Nancy Kabat, Nancy Kabat, Nancy Joy Komarowski, Nancy Komarowski, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 2006. Nancy had worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2018 - December 31, 2018
LIGHTHOUSE INSTITUTE
February 2, 2018 - August 15, 2018
LPL FINANCIAL LLC
April 5, 2017 - February 5, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 5, 2017 - February 5, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 8, 2010 - March 23, 2017
MORGAN STANLEY
July 8, 2010 - March 23, 2017
MORGAN STANLEY
September 7, 2006 - July 6, 2010
UBS FINANCIAL SERVICES INC.
February 28, 2006 - July 6, 2010
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
LIGHTHOUSE INSTITUTE
CRD#: 282604 / SEC#:
Contact information
Red Flags
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