Punita Kumar-sinha
Professional summary
Punita Kumar-sinha, who also goes by Piku Kumar, Punita Kumar, Punita Kumarsinha, Punita Sinha, is a registered financial advisor currently at PACIFIC PARADIGM ADVISORS LLC located in Wellesley, Massachusetts.
Punita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Punita has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Punita Kumar-sinha's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2014 - Present
PACIFIC PARADIGM ADVISORS LLC
October 22, 2007 - December 21, 2011
BLACKSTONE SECURITIES PARTNERS L.P.
June 27, 2003 - December 8, 2005
OPPENHEIMER & CO. INC.
August 20, 1997 - June 5, 2003
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/18/2014)
Exams
Current Firm
PACIFIC PARADIGM ADVISORS LLC
CRD#: 173188 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 2,278,912 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Massachusetts | ERA - Withdrawn | 10/31/2014 |
Red Flags
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