SQ
Steven J. Qian
NINTH ETERNITY ASSET MANAGEMENT LLC
CAMBRIDGE, MA 02142
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CRD#: 2921286
SQ
Professional summary
Steven Jun Qian, who also goes by Jun Qian, is a registered financial advisor currently at NINTH ETERNITY ASSET MANAGEMENT LLC located in Cambridge, Massachusetts and TRIBECA INVESTMENT INC. located in Chestnut Hill, Massachusetts.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Steven has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 79TO, Series 7TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jun Qian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-The name of the other business,Pulsethera Corporation;whether the business is investment-related,No;the address of the other business-48 Reservoir Avenue, Chestnut Hill, MA 02467;the nature of the other business, Pulsethera Corporation is a newly founded Massachusetts-based small business on elimination of drug-resistant pathogens through light inactivation of catalase positive bacteria or fungus.;your position, title, or relationship with the other business, Qian is a shareholder and director of the company. I help to develop its business. I don't get paid.;the start date of your relationship, Qian started in November 2019.;the approximate number of hours/month you devote to the other business, Qian devoted about 14 hours per month.;the number of hours you devote to the other business during securities trading hours, and Qian use his leisure time for Pulsethera Corporation. Qian do not use time for Pulsethera during daily securities trading time. briefly describe your duties relating to the other business.; Help to raise capital;Coordinate business development. 2-Principal of Ninth Eternity Securities LLC, a FINRA Broker/Dealer and NFA Introducing Broker. Both are affiliated entities under common control. 3-Tribeca Investment, Inc., Massachusetts Registered Investment Advisor, Investment-Related, President/CCO, April 14, 2025, 30 hours/month, 10 hours during trading hours and act as investment advisor representative.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Jun Qian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2024 - Present
NINTH ETERNITY ASSET MANAGEMENT LLC
Office #1: 1 Broadway, Cambridge, MA 02142RIA
CRD#: 306985
CAMBRIDGE, MA
Current
April 17, 2025 - Present
TRIBECA INVESTMENT INC.
Office #1: 48 Reservoir Avenue, Chestnut Hill, MA 02467RIA
CRD#: 335369
CHESTNUT HILL, MA
Current
April 5, 2021 - Present
NINTH ETERNITY SECURITIES LLC
Office #1: 1 Broadway 14th Floor, Cambridge, MA 02142Office #2: 1 Broadway 14th Floor, Cambridge, MA 02142BD
CRD#: 307492
Cambridge, MA
Past
October 28, 1997 - May 14, 2002
TRIBECA INVESTMENTS, L.L.C.
BD
CRD#: 40631
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NINTH ETERNITY ASSET MANAGEMENT LLC
NINTH ETERNITY ASSET MANAGEMENT LLC
CRD#: 306985 / SEC#: 801-124851
RIA
Registered Investment Advisory firm - (5/2/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(1/18/2023)
RR
Maryland(6/7/2021)
RR
Massachusetts(4/27/2021)
IAR
Massachusetts(1/2/2024)
RR
Minnesota(10/27/2022)
RR
New Jersey(9/7/2021)
RR
New York(5/9/2021)
IAR
New York(2/26/2025)
RR
North Carolina(5/7/2021)
RR
Pennsylvania(5/10/2021)
RR
South Carolina(10/25/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 7/20/2020
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 6/19/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/26/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NE
NINTH ETERNITY ASSET MANAGEMENT LLC
NINTH ETERNITY ASSET MANAGEMENT LLC
CRD#: 306985 / SEC#: 801-124851
RIA
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Contact information
Main Address
1 Broadway, Cambridge, MA 02142
Mailing Address
Phone number
(508) 638-8199
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 219,263,916 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/31/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NINTH ETERNITY ASSET MANAGEMENT LLC
CRD#: 306985Cambridge, MA 02142TRUST BUT VERIFY
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