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Dean Darwich Alexander

ALEXANDER, DEAN D.
HOUSTON, TX
·CRD# 2920898·29 years experience

Professional Summary

Dean Darwich Alexander, who also goes by Darwich H Sayed, Darwich Hab Sayed, Darwich Habashy Sayed, is a registered financial advisor currently at ALEXANDER, DEAN D. located in Houston, Texas. Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Dean has worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darwich H Sayed, Darwich Hab Sayed, Darwich Habashy Sayed

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

Current

ALEXANDER, DEAN D.Current·CRD# 311403
RIA
Houston, TX
July 2, 2021 - Present

Past

AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
RIA
Houston, TX
July 30, 1998 - September 5, 2002
IDS LIFE INSURANCE COMPANYPast·CRD# 6321
BD
Minneapolis, MN
May 6, 1998 - September 5, 2002
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Minneapolis, MN
May 6, 1998 - September 5, 2002
AVANTAX INVESTMENT SERVICES, INC.Past·CRD# 13686
BD
Dallas, TX
November 6, 1997 - August 21, 1998

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Current Firm

AD
ALEXANDER, DEAN D.

ALEXANDER, DEAN D.

CRD#: 311403
Texas
Registered Investment Advisory firm - Texas (7/1/2021 Approved)

Contact Information

Main Address

Houston, TX

Phone Number

(281) 638-4246

# of Employees

1

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

name of other business Dean Alexander, CPA National Financial Advisers, dba NFA Tax Help Investment Related No No Address of the business 803 Spear Point Cove 803 Spear Point Cove Houston, TX 77079 Houston, TX 77079 The nature of the business Taxes Taxes My Position Owner President Start Date of the Business 08/1982 01/2005 Hours per Month 30 30 Monthly Hours During Trading Hours 30/mo 30/mo Duties Tax Planning Tax Planning

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(7/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1997About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 2000About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dean Darwich Alexander's CRS (Customer Relationship Summary).

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