Derek A. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek A Anderson, who also goes by Derek Alan Anderson, was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1997. Derek had worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2023 - February 2, 2024
MSEC, LLC
May 21, 2018 - April 8, 2022
SANTANDER SECURITIES LLC
October 4, 2011 - April 16, 2018
COMMONWEALTH FINANCIAL NETWORK
June 1, 2000 - September 29, 2011
INVESTORS CAPITAL CORP.
February 19, 1999 - November 16, 1999
DRAKE SECURITIES CORP.
August 26, 1997 - October 1, 1997
WINCHESTER INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
MSEC, LLC
CRD#: 154327 / SEC#: , 8-68627
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
