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TB

Tania E. Branez

BULL MARKET SECURITIES
Miami, FL 33130
Some features on this profile are disabled
CRD#: 2920769
TB

Professional summary


Tania Elizabeth Branez is a registered financial professional currently at BULL MARKET SECURITIES, INC. located in Miami, Florida.

Tania is registered as a RR (Registered Representative) and started their career in finance in 1998. Tania has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Tania Elizabeth Branez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 1, 2023 - Present

BULL MARKET SECURITIES, INC.

Office #1: 175 Sw 7th Street Suite 1616, Miami, FL 33130
BD
CRD#: 282480
Miami, FL
Past

April 22, 2022 - January 3, 2023

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
NEW YORK, NY
Past

March 2, 2016 - July 6, 2020

TORINO CAPITAL LLC

BD
CRD#: 157525
NEW YORK, NY
Past

March 2, 2010 - November 13, 2015

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

August 3, 2009 - February 23, 2010

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

March 27, 2008 - July 29, 2009

ACTIVA CAPITAL MARKETS, INC.

BD
CRD#: 42619
MIAMI, FL
Past

March 10, 1998 - November 9, 2007

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/13/2023)
RR
Massachusetts
(11/1/2023)
RR
New Jersey
(11/14/2023)
RR
New York
(11/19/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 7/13/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BM
BULL MARKET SECURITIES, INC.
BULL MARKET SECURITIES, INC.

CRD#: 282480 / SEC#: , 8-69718

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
175 Sw 7th Street Suite 1616, Miami, FL 33130
Mailing Address
175 Sw 7th Street Suite 1616, Miami, FL 33130
Phone number
(561) 757-2322
Established
Florida since 10/20/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GOLDON COMPANY TRADE SAOWNER
COLOMBO, DOUGLASFINOP, CFO, PFO1858351
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
MARRA, LAUTARO DAVIDPRINCIPAL OPERATIONS OFFICER6510408
MARRA, LAUTARO DAVIDCHIEF EXECUTIVE OFFICER6510408

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BULL MARKET SECURITIES, INC.

CRD#: 282480Miami, FL 33130

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