Jeremy Feffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Feffer, who also goes by Jeremy Ferrer, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2002. Jeremy had worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79, Series 7, Series 86 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - October 22, 2021
LIFESCI CAPITAL
October 3, 2011 - July 29, 2014
CANTOR FITZGERALD & CO.
June 16, 2010 - August 30, 2011
GLEACHER & COMPANY SECURITIES, INC.
May 3, 2010 - June 25, 2010
BROADPOINT AMTECH, INC.
June 15, 2009 - April 13, 2010
OPPENHEIMER & CO. INC.
August 5, 2002 - July 31, 2006
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/19/2023
General Securities Representative ExaminationSeries 79TO
Date: 11/19/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
