Colin Cooney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Cooney, who also goes by Colin K Cooney, Colin Keith Cooney, was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1997. Colin had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2019 - September 27, 2022
MINOT WEALTH MANAGEMENT LLC
January 17, 2019 - June 26, 2019
UBS FINANCIAL SERVICES INC.
April 14, 2016 - January 17, 2019
UBS SECURITIES LLC
June 29, 2005 - April 21, 2016
MORGAN STANLEY & CO. LLC
December 16, 1997 - June 1, 2005
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MINOT WEALTH MANAGEMENT LLC
CRD#: 299943 / SEC#: 801-114748
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 639 |
| AUM (Assets Under Management) | $ 1,115,385,636 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
