Juan Carlos Penaloza
Professional Summary
Juan Carlos Penaloza was a registered financial advisor. Juan was a previously registered financial professional and started their career in finance 2001 - 2024. Juan had worked at 6 firms and has passed the Series 65, Series 56, Series 3, Series 55, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
APHELION ADVISORS, LLC | APHELION INVESTMENT ADVISORS, LLC
Contact Information
Main Address
801 Brickell Avenue 16th Floor, Miami, FL 33131Phone Number
(786) 401-6971# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
7AUM (Assets Under Management)
$5,681,945Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Apr 2014Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2001Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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