John M. Vandervennet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Meagher Vandervennet, who also goes by John M Vandervennet, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2014 - March 4, 2015
HOCKING CAPITAL, LLC
October 29, 2013 - June 18, 2014
MERRIMAN CAPITAL, INC.
June 11, 2002 - March 16, 2011
SUNGARD INSTITUTIONAL BROKERAGE INC.
June 18, 1998 - January 28, 1999
INVESCO CAPITAL MARKETS, INC.
November 11, 1997 - June 11, 1998
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HOCKING CAPITAL, LLC
CRD#: 148088 / SEC#: , 8-67963
Contact information
Documents
Red Flags
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