TC
Tyson H. Cook
ONEAMERICA SECURITIES
Gilbert, AZ 85234
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CRD#: 2919936
TC
Professional summary
Tyson Harvey Cook, who also goes by Tyson H Cook, Tyson Cook, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Gilbert, Arizona.
Tyson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Tyson has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tyson H Cook | Tyson Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-variable insurance sales (fixed life, fixed annuities)**Owner: Cook Financial Group, LLC - insurance sales**Owner: TAC Properties, LLC - real estate property
CRS (Client Relationship Summary) - RIA
Click below to view Tyson Harvey Cook's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tyson Harvey Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2018 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 2915 E Baseline Road Suite 119, Gilbert, AZ 85234RIA
BD
CRD#: 4173
Gilbert, AZ
Current
February 16, 2018 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 2915 E Baseline Road Suite 119, Gilbert, AZ 85234RIA
BD
CRD#: 4173
Gilbert, AZ
Past
March 25, 2017 - February 21, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
GILBERT, AZ
Past
March 25, 2017 - February 21, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
GILBERT, AZ
Past
February 5, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
GILBERT, AZ
Past
September 29, 1998 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
MESA, AZ
Past
September 29, 1998 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
GILBERT, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/16/2018)
IAR
Arizona(2/21/2018)
RR
California(2/27/2018)
IAR
California(2/27/2018)
RR
Idaho(2/27/2018)
IAR
Idaho(2/27/2018)
IAR
Missouri(9/26/2024)
RR
New Mexico(7/6/2022)
IAR
New Mexico(7/7/2022)
RR
North Dakota(7/27/2022)
IAR
North Dakota(8/2/2022)
RR
Ohio(11/9/2022)
IAR
Ohio(11/9/2022)
IAR
Oklahoma(1/16/2024)
IAR
Oregon(8/14/2024)
RR
Texas(2/26/2018)
IAR
Texas(2/26/2018)
RR
Utah(2/27/2018)
IAR
Utah(2/27/2018)
IAR
Washington(11/29/2021)
IAR
Wisconsin(11/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEAMERICA SECURITIES, INC.
CRD#: 4173Gilbert, AZ 85234TRUST BUT VERIFY
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