Margaret M. Whelan
Professional summary
Margaret Mary Whelan, who also goes by Margaret M Whelan, is a registered financial professional currently at WHELAN ADVISORY CAPITAL MARKETS, LLC located in Boca Raton, Florida.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 1998. Margaret has worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Mary Whelan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2021 - Present
WHELAN ADVISORY CAPITAL MARKETS, LLC
Office #2: 8600 Twin Lake Drive, Boca Raton, FL 33496March 13, 2017 - September 20, 2021
HOLLISTER ASSOCIATES, LLC
October 1, 2008 - June 18, 2013
J.P. MORGAN SECURITIES LLC
July 30, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
June 18, 1998 - June 29, 1998
SBC WARBURG DILLON READ INC.
January 6, 1998 - May 8, 2007
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/7/2021)
(9/16/2021)
(9/14/2021)
(9/1/2021)
Exams
FINRA
Current Firm
WHELAN ADVISORY CAPITAL MARKETS, LLC
CRD#: 312814 / SEC#: , 8-70672
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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