James A. Cash

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CRD#: 2919757

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Aaron Cash, ChFC®, who also goes by James Cash, Jim Cash, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1998. James had worked at 16 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Cash | Jim Cash

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)The Progressive Corp., 6300 Wilson Mills Road Mayfield, OH 44143, Independent Sales/Services for home and auto insurance 20 hours or less monthly during market hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Past

August 22, 2023 - May 28, 2024

INVICTA ADVISORS LLC

RIA

CRD#: 298868

Worthington, OH

Past

August 21, 2023 - May 28, 2024

INVICTA CAPITAL LLC

CRD#: 288101

OAKMONT, PA

Past

December 7, 2022 - August 14, 2023

ADAPTATION FINANCIAL ADVISORS INC.

RIA

CRD#: 309192

Westerville, OH

Past

December 5, 2022 - August 16, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Westerville, OH

Past

May 13, 2021 - December 7, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

COLUMBUS, OH

Past

May 13, 2021 - December 7, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

COLUMBUS, OH

Past

May 9, 2016 - April 30, 2021

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

COLUMBUS, OH

Past

May 4, 2016 - April 30, 2021

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

July 2, 2014 - October 14, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DUBLIN, OH

Past

June 11, 2014 - October 14, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

DUBLIN, OH

Past

January 23, 2014 - May 13, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BREA, CA

Past

November 9, 2012 - February 11, 2014

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

COLUMBUS, OH

Past

October 2, 2012 - February 11, 2014

PARK AVENUE SECURITIES LLC

CRD#: 46173

COLUMBUS, OH

Past

September 26, 2008 - September 27, 2012

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

DUBLIN, OH

Past

September 10, 2008 - September 27, 2012

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

DUBLIN, OH

Past

November 5, 2007 - September 11, 2008

SWBC INVESTMENT COMPANY

RIA

CRD#: 140994

SAN ANTONIO, TX

Past

October 15, 2007 - September 11, 2008

SWBC INVESTMENT SERVICES, LLC

CRD#: 133715

WESTERVILLE, OH

Past

January 17, 2006 - August 16, 2007

NATIONWIDE SECURITIES, LLC

CRD#: 11173

LEWIS CENTER, OH

Past

August 29, 2002 - September 7, 2005

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

June 23, 2000 - July 8, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CENTERVILLE, OH

Past

June 2, 2000 - July 8, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 15, 1998 - June 21, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/7/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/14/1998

General Securities Representative Examination

Current Firm

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

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Contact information

Main Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Mailing Address

Phone number

(412) 349-8684

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,371
AUM (Assets Under Management)	$ 183,496,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James A. Cash

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INVICTA CAPITAL LLC

ADAPTATION FINANCIAL ADVISORS INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

SWBC INVESTMENT COMPANY

SWBC INVESTMENT SERVICES, LLC

NATIONWIDE SECURITIES, LLC

STATE FARM VP MANAGEMENT CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

INVICTA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/1998

Series 63

Date: 12/18/1998

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 1/7/1999

Series 7

Date: 12/14/1998

Current Firm

INVICTA ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVICTA ADVISORS LLC

TRUST BUT VERIFY

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