Gregory J. Corrente
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory James Corrente was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1997. Gregory had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2018 - December 31, 2018
THE O.N. EQUITY SALES COMPANY
June 5, 2012 - February 12, 2018
MML INVESTORS SERVICES, LLC
September 24, 2009 - September 3, 2010
NYLIFE SECURITIES LLC
January 22, 2004 - July 29, 2009
MML INVESTORS SERVICES, LLC
September 10, 2001 - December 31, 2003
CAPITAL BROKERAGE CORPORATION
November 10, 1998 - August 13, 2001
MML INVESTORS SERVICES, LLC
October 29, 1997 - October 23, 1998
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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