Jacques Cayere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacques Cayere, who also goes by J. Cayere Sr., Jacques Cayere Sr, was a registered financial professional .
Jacques is a previously registered financial professional and started their career in finance in 1997. Jacques had worked at 6 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2009 - August 24, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 27, 2006 - September 10, 2007
WADDELL & REED
February 27, 2006 - September 10, 2007
WADDELL & REED
January 14, 2004 - January 13, 2006
LEGG MASON WOOD WALKER, INCORPORATED
January 14, 2004 - January 13, 2006
LEGG MASON WOOD WALKER, INCORPORATED
December 2, 2003 - December 17, 2003
MONY SECURITIES CORPORATION
December 2, 2003 - December 17, 2003
MONY SECURITIES CORPORATION
August 5, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
April 28, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
October 3, 1997 - August 4, 2003
CAYERE & CAYERE CPAS PC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
