CC
Christopher J. Conover
HUDSON COMPANIES
PEARL RIVER, NY 10965
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CRD#: 2919616
CC
Professional summary
Christopher James Conover is a registered financial advisor currently at HUDSON COMPANIES located in Pearl River, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 3 firms and has passed the Series 65, Series 63, Series 31, Series 3, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hudson Private Corp; Not Investment Related; Start Date: 01/2012; 20 hours per month (20 hours during trading hours); Pearl River, NY; President; Film Production & Finance; Act as Executive Producer on a number of film and television projects. HVTP - HV Treatment Partners; Member; Not Investment Related; 1 Blue Hill Plaza, First Floor Pearl River NY 10965; Description: HVTP is an outpatient treatment facility dedicated to improving the lives of people recovering from drug and alcohol abuse and various other mental health conditions.; Responsibilities: Administrative responsibilities, including, tax, medical records, payroll, billing, and various other administrative work. Professionals in healthcare and coupling handle all of the therapy and treatment offerings; Start date: 2024-09-02; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher James Conover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2021 - Present
HUDSON COMPANIES
Office #1: One Blue Hill Plaza 1st Floor, Pearl River, NY 10965RIA
CRD#: 146338
PEARL RIVER, NY
Past
September 9, 2003 - February 13, 2008
VAN ECK SECURITIES CORPORATION
BD
CRD#: 2269
NEW YORK, NY
Past
July 23, 2002 - February 27, 2003
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HUDSON COMPANIES
HUDSON | HUDSON WEALTH | HUDSON VALLEY WEALTH MANAGEMENT, INC | HUDSON COMPANIES
CRD#: 146338 / SEC#: 801-74737
RIA
Registered Investment Advisory firm - (3/29/2012 Approved)New York
Registered Investment Advisory firm - (8/27/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(9/3/2021)
IAR
Texas(10/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HC
HUDSON COMPANIES
HUDSON | HUDSON WEALTH | HUDSON VALLEY WEALTH MANAGEMENT, INC | HUDSON COMPANIES
CRD#: 146338 / SEC#: 801-74737
RIA
Registered Investment Advisory firm - (3/29/2012 Approved)New York
Registered Investment Advisory firm - (8/27/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Blue Hill Plaza 1st Floor, Pearl River, NY 10965
Mailing Address
Phone number
(845) 920-1600
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 64,767,865 |
Red Flags
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