Chris J. Oppliger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Jacob Oppliger was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1998. Chris had worked at 3 firms and has passed the Series 66 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2005 - May 8, 2009
CONTRYMAN ASSOCIATES, P.C.
February 23, 1998 - September 29, 2015
WEALTH ADVISORS NETWORK, INC.
January 15, 1998 - November 11, 2005
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
