Greg S. Heller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Greg Stefan Heller was a registered financial professional .
Greg is a previously registered financial professional and started their career in finance in 2000. Greg had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2012 - September 5, 2012
BRONSON & CO., LLC
April 30, 2001 - May 29, 2001
ABN AMRO INCORPORATED
November 1, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRONSON & CO., LLC
CRD#: 45025 / SEC#: , 8-50933
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRONSON, STEVEN NATHAN | CEO, CHAIRMAN, PRESIDENT, CCO, GSP, FINOP, SROP | 1223717 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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