MJ
Mark A. Jensen
THRIVENT INVESTMENT MANAGEMENT
Granite Falls, MN 56241
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CRD#: 2918860
MJ
Professional summary
Mark Alan Jensen, ChFC® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Granite Falls, Minnesota.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
APPOINTMENT TO USE MNSURE HEALTH INSURANCE EXCHANGE. 751 PRENTICE ST, GRANITE FALLS, MN, START DATE IS 10/1/2013. ASSIST CLIENTS WITH ACA MANDATED HEALTH INSURANCE COVERAGE. NON-INVESTMENT RELATED. DONE DURING BUSINESS AND NON-BUSINESS HOURS. APPROXIMATELY 8 HRS PER MONTH DURING TRADING HOURS AND APPROXIMATELY 8 HOURS A MONTH DURING NON TRADING HOURS. SCHOLARSHIP YELLOW MEDICINE EAST POSITION: BOARD MEMBER NATURE: PROVIDING SCHOLARSHIPS TO SENIORS GRADUATING WITH A DIPLOMA FROM YELLOW MEDICINE EAST HIGH SCHOOL IN GRANITE FALLS, MN. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2014 ADDRESS: XXX, GRANITE FALLS MN 56241 DESCRIPTION: BOARD MEMO ONLY, NO OFFICER POSITION. YELLOW MEDICINE COMMUITY EDUCATION POSITION: Board Member NATURE: Advisory to the school district. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1990 ADDRESS: xxx, Granite Falls MN 56241 DESCRIPTION: Attend quarterly meetings as an advisor for educational and recreational activities in the community and school district AVERA-GRANITE FALLS HOSPITAL AND MANOR POSITION: Board Member NATURE: Hospital and nursing home INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2020 ADDRESS: xxx, Granite Falls MN 56241, United States DESCRIPTION: Serve on hospital board at various meetings and functions dealing with all hospital and nursing home functions. BLUE CROSS BLUE SHIELD POSITION: Agent NATURE: Individual and small group health insurance sales and service INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1999 ADDRESS: 751 Prentice Street, Granite Falls MN 56241, United States DESCRIPTION: Sales of new individual and small group health insurance policies to both the individual and Medicare market. On going servicing of those same policies.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Jensen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Alan Jensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 18, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 751 Prentice St, Granite Falls, MN 56241RIA
BD
CRD#: 18387
Granite Falls, MN
Current
July 1, 2002 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 751 Prentice St, Granite Falls, MN 56241RIA
BD
CRD#: 18387
Granite Falls, MN
Past
August 21, 1997 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/26/2016)
RR
Colorado(6/11/2013)
RR
Georgia(3/16/2021)
RR
Minnesota(7/1/2002)
IAR
Minnesota(11/18/2013)
RR
North Dakota(6/3/2015)
RR
South Dakota(6/1/2004)
RR
Washington(9/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
