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Luis R. Prandini

EFG ASSET MANAGEMENT (AMERICAS)
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 2918796
LP

Professional summary

Luis Roberto Prandini, who also goes by Luis Roberto Camargo Prandini, Luis R Prandini, is a registered financial advisor currently at EFG ASSET MANAGEMENT (AMERICAS) CORP. located in Miami, Florida and EFG CAPITAL INTERNATIONAL located in Miami, Florida.

Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Luis has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Luis Roberto Camargo Prandini | Luis R Prandini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- Esmeralda Trading Corp- Company established in June, 2020 to hold a family vacation property. Role is Director, authorized signatory, No compensation, activity does not interfere and/or compromises with current job responsibilities, no conflicts of interest. 2- RIAR (Registered Investment Advisor Representative) with affiliated company EFG Asset Management (Americas), providing investment advice and services to clients on a non-discretionary basis. Compensation through EFG Capital International Corp (salaried employment).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Roberto Prandini's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2022 - Present

EFG ASSET MANAGEMENT (AMERICAS) CORP.

Office #1: 701 Brickell Avenue Suite 1310, Miami, FL 33131
RIA
CRD#: 158905
MIAMI, FL
Current

March 17, 2021 - Present

EFG CAPITAL INTERNATIONAL

Office #1: 701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867
BD
CRD#: 40118
MIAMI, FL
Past

May 3, 2021 - July 16, 2021

EFG CAPITAL INTERNATIONAL

RIA
CRD#: 40118
MIAMI, FL
Past

December 6, 2019 - March 16, 2020

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
West Palm Beach, FL
Past

September 1, 2016 - April 16, 2019

BANCO DO BRASIL SECURITIES LLC

BD
CRD#: 132701
MIAMI, FL
Past

December 9, 2015 - August 30, 2016

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
Ft Lauderdale, FL
Past

January 21, 2014 - December 18, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
FT LAUDERDALE, FL
Past

January 15, 2014 - August 26, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
FT LAUDERDALE, FL
Past

June 9, 2008 - January 23, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
WESTON, FL
Past

June 6, 2008 - January 23, 2014

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
WESTON, FL
Past

February 27, 2007 - June 11, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MIAMI, FL
Past

July 1, 2003 - June 11, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MIAMI, FL
Past

September 12, 1997 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFG ASSET MANAGEMENT (AMERICAS) CORP.
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905 / SEC#: 801-72773

RIA
Registered Investment Advisory firm - (10/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/17/2021)
IAR
Florida
(1/24/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/24/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/30/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/1/1997
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EFG ASSET MANAGEMENT (AMERICAS) CORP.
EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905 / SEC#: 801-72773

RIA
Registered Investment Advisory firm - (10/3/2011 Approved)
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Contact information

Main Address
701 Brickell Avenue Suite 1310, Miami, FL 33131
Mailing Address
Phone number
(305) 482-8000
Established
Firm type
Fiscal year end
# of Employees
44

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EFGAM FORM ADV 2A OCTOBER 2025 (10/2/2025)
EFGAM WRAP FEE PROGRAM BROCHURE NOVEMBER 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts678
AUM (Assets Under Management)$ 1,915,401,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905Miami, FL 33131

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