Boyce S. Brice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Boyce Stafford Brice, CFP® was a registered financial professional .
Boyce is a previously registered financial professional and started their career in finance in 1997. Boyce had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
July 13, 2018 - January 7, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 26, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
October 19, 2011 - January 7, 2025
FIDELITY BROKERAGE SERVICES LLC
February 24, 2005 - April 7, 2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 24, 2005 - September 29, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 6, 2004 - December 7, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 6, 2004 - December 7, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 19, 2003 - April 30, 2004
BI INVESTMENTS, LLC
June 19, 2003 - April 30, 2004
BI INVESTMENTS, LLC
June 20, 2002 - March 24, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - March 24, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 21, 2000 - June 20, 2002
WACHOVIA SECURITIES, INC.
February 14, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
October 28, 1999 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
August 27, 1997 - October 22, 1999
IDS LIFE INSURANCE COMPANY
August 27, 1997 - October 22, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
