Dean A. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Andrew Wilson, who also goes by Dean Wilson, was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1997. Dean had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2014 - June 8, 2015
BOSTON ASSET MANAGEMENT, INC.
July 1, 2003 - March 13, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - March 13, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 5, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 2, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 1, 1997 - November 8, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOSTON ASSET MANAGEMENT, INC.
CRD#: 112768 / SEC#: 801-123584
Contact information
Regulatory assets under management
| Total Number of Accounts | 466 |
| AUM (Assets Under Management) | $ 103,671,136 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
