Gerald J. Bratter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald James Bratter, who also goes by Jerry Bratter, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1968. Gerald had worked at 4 firms and has passed the Series 1, Series 27, Series 40 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1986 - April 15, 1986
HANROW SECURITIES CORP.
April 6, 1981 - January 6, 1984
BRATTER FINANCIAL CORPORATION
October 4, 1977 - February 8, 1979
FIRST CORPORATE BROKERAGE SERVICES, INC.
March 5, 1968 - May 6, 1973
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/28/1967
Registered Representative ExaminationSeries 40
Date: 10/27/1977
Registered Principal ExaminationSeries 00
Date: 2/8/1968
General Securities Principal ExaminationCurrent Firm
HANROW SECURITIES CORP.
CRD#: 8320 / SEC#: , 8-25003
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
