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Martin Luther Gilbert

CRD# 2918551·Registered 1997 - 2003
Barred: Martin Luther Gilbert was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Martin Luther Gilbert was a registered financial advisor. Martin was a previously registered financial professional and started their career in finance 1997 - 2003. Martin had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

WESTROCK ADVISORS, INC.·CRD# 114338
BD
New York, NY
January 2, 2003 - February 28, 2003
SPENCER CLARKE LLC·CRD# 41316
BD
North Miami, FL
December 12, 2002 - January 9, 2003
DPEC CAPITAL, INC.·CRD# 103737
BD
New York, NY
October 10, 2001 - December 6, 2002
CAPITAL GROWTH FINANCIAL, LLC·CRD# 41040
BD
Boca Raton, FL
July 6, 2001 - October 5, 2001
DALTON KENT SECURITIES GROUP, INC.·CRD# 38813
BD
New York, NY
May 10, 2001 - July 6, 2001
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
April 2, 2001 - April 16, 2001
TRADE.COM ONLINE SECURITIES, INC.·CRD# 36189
BD
New York, NY
September 24, 1998 - March 28, 2001
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
May 6, 1998 - September 29, 1998
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
November 21, 1997 - April 8, 1998
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
November 21, 1997 - April 14, 1998

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Current Firm

WA
WESTROCK ADVISORS, INC.

WESTROCK ADVISORS, INC.

CRD#: 114338 / SEC#: 8-53419
BD
Terminated by SEC on 08/07/2011

Contact Information

Established

New York since 08/30/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WESTROCK GROUP INCSHH—
DINATALE, ELIZABETH ANNEFINOP1960549
HUNTER, DONALD HORTON JRPRESIDENT1849030
LEVINE, JOAN DOLORESCOO207124
SHAPIRO, ANDREW JAYCHIEF COMPLIANCE OFFICER, ROSFP1104658

Disclosures

Regulatory Event

13

Arbitration

9

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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