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MG

Martin L. Gilbert

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CRD#: 2918551
MG

Professional summary

Martin Luther Gilbert was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Martin is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Martin had worked at 10 firms, which includes WESTROCK ADVISORS INC., SPENCER CLARKE LLC, DPEC CAPITAL INC., CAPITAL GROWTH FINANCIAL LLC, DALTON KENT SECURITIES GROUP INC., BLUESTONE CAPITAL CORP., TRADE.COM ONLINE SECURITIES INC., BARINGTON CAPITAL GROUP L.P., CONTINENTAL BROKER-DEALER CORP., D. H. BLAIR & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 2, 2003 - February 28, 2003

WESTROCK ADVISORS, INC.

BD
CRD#: 114338
NEW YORK, NY
Past

December 12, 2002 - January 9, 2003

SPENCER CLARKE LLC

BD
CRD#: 41316
NORTH MIAMI, FL
Past

October 10, 2001 - December 6, 2002

DPEC CAPITAL, INC.

BD
CRD#: 103737
NEW YORK, NY
Past

July 6, 2001 - October 5, 2001

CAPITAL GROWTH FINANCIAL, LLC

BD
CRD#: 41040
BOCA RATON, FL
Past

May 10, 2001 - July 6, 2001

DALTON KENT SECURITIES GROUP, INC.

BD
CRD#: 38813
NEW YORK, NY
Past

April 2, 2001 - April 16, 2001

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

September 24, 1998 - March 28, 2001

TRADE.COM ONLINE SECURITIES, INC.

BD
CRD#: 36189
NEW YORK, NY
Past

May 6, 1998 - September 29, 1998

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

November 21, 1997 - April 8, 1998

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

November 21, 1997 - April 14, 1998

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/2/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/1997
General Securities Representative Examination

Current Firm

WA
WESTROCK ADVISORS, INC.
WESTROCK ADVISORS, INC.

CRD#: 114338 / SEC#: , 8-53419

BD
Terminated by SEC on 08/07/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/30/1995
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WESTROCK GROUP INCSHH
DINATALE, ELIZABETH ANNEFINOP1960549
HUNTER, DONALD HORTON JRPRESIDENT1849030
LEVINE, JOAN DOLORESCOO207124
SHAPIRO, ANDREW JAYCHIEF COMPLIANCE OFFICER, ROSFP1104658

Disclosures

Regulatory Event13
Arbitration9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTROCK ADVISORS, INC.

CRD#: 114338

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