Frank T. Ingraham

ALTERNA SECURITIES

Houston, TX 77056

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CRD#: 2918519

Professional summary

Frank Todd Ingraham, who also goes by Frank Ingraham, is a registered financial professional currently at ALTERNA SECURITIES, INC. located in Houston, Texas and CALAMAR FINANCIAL GROUP, LLC located in Amherst, New York.

Frank is registered as a RR (Registered Representative) and started their career in finance in 1997. Frank has worked at 13 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frank Ingraham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Todd Ingraham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2021 - Present

ALTERNA SECURITIES, INC.

Office #1: 2800 Post Oak Blvd Suite 6300, Houston, TX 77056

CRD#: 41139

Houston, TX

Current

March 17, 2022 - Present

CALAMAR FINANCIAL GROUP, LLC

Office #1: 40 John Glenn Drive, Amherst, NY 14228

CRD#: 283992

AMHERST, NY

Current

February 13, 2024 - Present

CANAM INVESTOR SERVICES, LLC

Office #1: 48 Wall Street 24th Floor, New York, NY 10005

CRD#: 158539

New York, NY

Current

April 15, 2024 - Present

BAILEY & CO. SECURITIES, LLC

Office #1: 5511 Virginia Way Suite 200, Brentwood, TN 37027

CRD#: 302015

Brentwood, TN

Current

October 25, 2024 - Present

DELPHOS MMJ L.P.

Office #1: 1270 Avenue Of The Americas 7th Floor, New York, NY 10020

CRD#: 137389

NEW YORK, NY

Current

November 25, 2024 - Present

USREM SECURITIES LLC

Office #1: 750 Lexington Avenue Lctn #07-139, New York, NY 10022

CRD#: 317571

NEW YORK, NY

Current

August 29, 2025 - Present

GRAY OAK CAPITAL, LLC

Office #1: 55 Old Field Point Road, Greenwich, CT 06830

CRD#: 290056

Greenwich, CT

Past

January 25, 2022 - January 19, 2024

DELPHOS MMJ L.P.

CRD#: 137389

NEW YORK, NY

Past

January 4, 2022 - January 18, 2024

HATTERAS CAPITAL DISTRIBUTORS, LLC

CRD#: 143365

RALEIGH, NC

Past

October 6, 2021 - December 1, 2021

MODERN CAPITAL SECURITIES INC.

CRD#: 130876

RALEIGH, NC

Past

September 27, 2021 - December 22, 2023

CANAM INVESTOR SERVICES, LLC

CRD#: 158539

NEW YORK, NY

Past

August 16, 2021 - January 19, 2024

BAILEY & CO. SECURITIES, LLC

CRD#: 302015

BRENTWOOD, TN

Past

July 27, 2021 - January 17, 2024

JIKO SECURITIES INC.

CRD#: 287507

SAN FRANCISCO, CA

Past

October 1, 2019 - June 8, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

NEWARK, NJ

Past

October 1, 2019 - June 8, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

October 10, 2013 - August 12, 2019

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

BETHLEHEM, PA

Past

October 10, 2013 - August 12, 2019

PARK AVENUE SECURITIES LLC

CRD#: 46173

BETHLEHEM, PA

Past

August 22, 2011 - September 12, 2013

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ISELIN, NJ

Past

April 30, 2007 - September 12, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

ISELIN, NJ

Past

January 31, 2006 - March 9, 2007

HOMESTEAD FINANCIAL SERVICES CORP.

CRD#: 26643

ARLINGTON, VA

Past

September 4, 1997 - April 26, 2005

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 4/15/2024

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/29/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 1/16/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/5/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/29/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

GRAY OAK CAPITAL, LLC

CRD#: 290056 / SEC#: , 8-70014

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

55 Old Field Point Road, Greenwich, CT 06830

Mailing Address

55 Old Field Point Road, Greenwich, CT 06830

Phone number

(203) 987-0015

Established

Delaware since 02/27/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (20 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WILKINS, MICHAEL STEWART	FOUNDING MEMBER	1692310
HALVORSEN, MARK ANDREW	CEO, AMLCO, FINOP	4750852
INGRAHAM, FRANK TODD	CHIEF COMPLIANCE OFFICER	2918519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank T. Ingraham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Todd Ingraham's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALAMAR FINANCIAL GROUP, LLC

CANAM INVESTOR SERVICES, LLC

BAILEY & CO. SECURITIES, LLC

DELPHOS MMJ L.P.

USREM SECURITIES LLC

GRAY OAK CAPITAL, LLC

DELPHOS MMJ L.P.

HATTERAS CAPITAL DISTRIBUTORS, LLC

MODERN CAPITAL SECURITIES INC.

CANAM INVESTOR SERVICES, LLC

BAILEY & CO. SECURITIES, LLC

JIKO SECURITIES INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

HOMESTEAD FINANCIAL SERVICES CORP.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2003

Series 99TO

Date: 4/15/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2002

Series 6

Date: 8/29/1997

Series 51

Date: 1/16/2004

Series 24

Date: 9/5/2003

Series 26

Date: 6/29/2001

FINRA

Current Firm

GRAY OAK CAPITAL, LLC

Contact information

FINRA licenses (20 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GRAY OAK CAPITAL, LLC

TRUST BUT VERIFY

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