BD
Brendan K. Dillon
VERITAS CAPITAL SECURITIES L.L.C.
New York, NY 10019
Some features on this profile are disabled
CRD#: 2918508
BD
Professional summary
Brendan Keith Dillon, who also goes by Brendan K Dillon, is a registered financial professional currently at VERITAS CAPITAL SECURITIES L.L.C. located in New York, New York.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 1998. Brendan has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brendan K Dillon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brendan Keith Dillon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2023 - Present
VERITAS CAPITAL SECURITIES L.L.C.
Office #1: 9 West 57th St Floor 31st, New York, NY 10019BD
CRD#: 323755
New York, NY
Past
February 8, 2000 - January 27, 2022
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
April 15, 1998 - February 2, 2000
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2023)
RR
Alaska(9/19/2023)
RR
Arizona(10/17/2023)
RR
Arkansas(10/9/2023)
RR
California(9/20/2023)
RR
Colorado(10/11/2023)
RR
Connecticut(9/21/2023)
RR
Delaware(9/26/2023)
RR
District of Columbia(10/23/2023)
RR
Florida(2/29/2024)
RR
Georgia(9/19/2023)
RR
Hawaii(11/22/2023)
RR
Idaho(9/18/2023)
RR
Illinois(11/8/2023)
RR
Iowa(9/20/2023)
RR
Kansas(10/11/2023)
RR
Kentucky(9/26/2023)
RR
Louisiana(9/25/2023)
RR
Maine(9/25/2023)
RR
Maryland(10/5/2023)
RR
Massachusetts(5/24/2024)
RR
Michigan(9/18/2023)
RR
Minnesota(1/31/2024)
RR
Mississippi(9/19/2023)
RR
Missouri(2/5/2024)
RR
Montana(10/10/2023)
RR
Nebraska(11/17/2023)
RR
Nevada(9/19/2023)
RR
New Hampshire(10/11/2023)
RR
New Jersey(11/16/2023)
RR
New Mexico(9/19/2023)
RR
New York(9/18/2023)
RR
North Carolina(9/25/2023)
RR
North Dakota(9/19/2023)
RR
Ohio(9/18/2023)
RR
Oklahoma(9/20/2023)
RR
Oregon(9/28/2023)
RR
Pennsylvania(9/20/2023)
RR
Puerto Rico(10/19/2023)
RR
Rhode Island(9/19/2023)
RR
South Carolina(9/19/2023)
RR
South Dakota(9/20/2023)
RR
Tennessee(9/28/2023)
RR
Texas(10/5/2023)
RR
Utah(9/15/2023)
RR
Vermont(9/27/2023)
RR
Virgin Islands(12/22/2023)
RR
Virginia(9/19/2023)
RR
Washington(9/18/2023)
RR
West Virginia(10/13/2023)
RR
Wisconsin(9/21/2023)
RR
Wyoming(9/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 9/12/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VERITAS CAPITAL SECURITIES L.L.C.
VERITAS CAPITAL SECURITIES L.L.C. | VERITAS CAPITAL SECURITIES, LLC | VERITAS CAPITAL SECURITIES, L.L.C
CRD#: 323755 / SEC#: , 8-71002
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
9 West 57th St, Floor 31st, New York, NY 10019
Mailing Address
9 West 57th St, Floor 32 Nd, New York, NY 10019
Phone number
(212) 415-6700
Established
Delaware since 09/20/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
