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SF

Sebastian W. Freitag

FREITAG CAPITAL LLC
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 2918381
SF

Professional summary


Sebastian W H Freitag, who also goes by Sebastian Freitag, Walfried Sebastian Freitag, is a registered financial professional currently at FREITAG CAPITAL LLC located in Boston, Massachusetts.

Sebastian is registered as a RR (Registered Representative) and started their career in finance in 1997. Sebastian has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sebastian Freitag | Walfried Sebastian Freitag

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sebastian W H Freitag's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 13, 2019 - Present

FREITAG CAPITAL LLC

Office #1: 75 State Street Suite 100, Boston, MA 02109
BD
CRD#: 298349
BOSTON, MA
Past

December 15, 1997 - December 20, 2002

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(1/21/2020)
RR
Ohio
(6/24/2020)
RR
Rhode Island
(1/17/2020)
RR
Texas
(2/6/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 9/3/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/28/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FC
FREITAG CAPITAL LLC
FREITAG CAPITAL LLC

CRD#: 298349 / SEC#: , 8-70202

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
75 State Street Suite 100, Boston, MA 02109
Mailing Address
75 State Street Suite 100, Boston, MA 02109
Phone number
(617) 655-7055
Established
Massachusetts since 08/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FREITAG & CO, LLCDIRECT OWNER
BEDELL, JOHN MARKCHIEF COMPLIANCE OFFICER7234666
FREITAG, ANNA KATARZYNAFINOP/PFO/POO4242091
FREITAG, ANNA KATARZYNACHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER4242091
FREITAG, SEBASTIAN W HCHIEF EXECUTIVE OFFICER2918381

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FREITAG CAPITAL LLC

CRD#: 298349Boston, MA 02109

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