Bradley E. Cohen

NORTH STAR INVESTMENT MANAGEMENT

Chicago, IL 60606-2902

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CRD#: 2918359

Professional summary

Bradley Eric Cohen, who also goes by Bradley Cohen, is a registered financial advisor currently at NORTH STAR INVESTMENT MANAGEMENT CORPORATION located in Chicago, Illinois.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Bradley has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)NORTH STAR FINANCIAL SERVICES~INVESTMENT RELATED~20 N. WACKER DRIVE, #1416, CHICAGO, IL 60606~HOLDING COMPANY~20% OWNER~JANUARY 2008~2HRS PER MONTH~0HRS PER MONTH DURING MARKET~NO DUTIES - - - - - - - - - - - 2)PAPATITO,LLC~NON INVESTMENT RELATED~HIGHLAND PARK, IL~RENTAL PROPERTY~50% OWNER~2009~5HRS PER MONTH~0HRS PER MONTH DURING MARKET~MANAGE PROPERTY - - - - - - - - - - - 3)OZ VACATIONS, LLC~NON INVESTMENT RELATED~HIGHLAND PARK, IL~RENTAL PROPERTY~PASSIVE INVESTOR~2014~0HRS PER MONTH~0HRS PER MONTH DURING MARKET~NO DUTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Eric Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2006 - Present

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

Office #1: 20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902

RIA

CRD#: 117681

Chicago, IL

Past

October 22, 2016 - December 31, 2018

NEWEDGE SECURITIES, LLC

CRD#: 10674

HIGHLAND PARK, IL

Past

October 24, 2006 - October 22, 2016

NORTH STAR INVESTMENT SERVICES, INC.

CRD#: 7984

HIGHLAND PARK, IL

Past

October 1, 2002 - October 2, 2002

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

November 13, 1998 - October 1, 2002

LISS FINANCIAL SERVICES

CRD#: 21950

MILWAUKEE, WI

Past

March 11, 1998 - July 14, 1998

R. D. KUSHNIR & CO.

CRD#: 24013

NORTHBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.

CRD#: 117681 / SEC#: 801-62013

RIA

Registered Investment Advisory firm - (4/28/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/24/2006)

IAR

Texas
(5/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/1997

General Securities Representative Examination

Current Firm

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.

CRD#: 117681 / SEC#: 801-62013

RIA

Registered Investment Advisory firm - (4/28/2003 Approved)

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Contact information

Main Address

20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902

Mailing Address

Phone number

(312) 580-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NSIMC FORM ADV PART 2A (2025 MARCH) WRAP (3/24/2025)

BROCHURE SUPPLEMENT - MATTHEW SCHWERIN (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - KUBY (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - EGAN (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - GOTTLIEB (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - COHEN (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - CAHAN (2025 MARCH) (3/24/2025)

NSIMC FORM ADV PART 2A (2025 MARCH) NON-WRAP (3/24/2025)

BROCHURE SUPPLEMENT - MAZURSKY (2025 MARCH) (3/24/2025)

NSIMC - FORM ADV PART 2B (2025 MARCH) PAPENHAGEN (3/24/2025)

NSIMC - FORM ADV PART 2B (2025 MARCH) PETRULEAS (3/24/2025)

NSIMC - FORM ADV PART 2B (2025 MARCH) COLIN SCHWERIN (3/24/2025)

BROCHURE SUPPLEMENT - DIAMOND (2025 MARCH) (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,532
AUM (Assets Under Management)	$ 2,280,660,353

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2024	Cover Page	Report
08/28/2023	Cover Page	Report
09/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley E. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Eric Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE SECURITIES, LLC

NORTH STAR INVESTMENT SERVICES, INC.

NATIONAL SECURITIES CORPORATION

LISS FINANCIAL SERVICES

R. D. KUSHNIR & CO.

Primary Firm SEC Registration

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/2006

Series 63

Date: 10/17/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/3/1997

Current Firm

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

TRUST BUT VERIFY

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