Kimberly M. Surber
J. W. COLE ADVISORS
Severance, CO
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CRD#: 2918106
Professional summary
Kimberly Marie Surber, CFP®, who also goes by Kimberly Marie Brashear, Kimberly Marie Green, Kimberly Kahn, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Severance, Colorado and J.W. COLE FINANCIAL, INC. located in Severance, Colorado.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kimberly has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Marie Brashear | Kimberly Marie Green | Kimberly Kahn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) LEEWARD DIVORCE FINANCIAL PLANNING; NOT INVESTMENT RELATED; 707 Cavern Street, Severance, CO 80550; OWNER/SOLE PROPRIETOR; CONSULTING ON FINANCIAL ISSUES OF DIVORCE; 01/2016; 6 HOURS DEVOTED PER MONTH, 6HOURS HOURS DEVOTED PER MONTH DURING TRADING; IDENTIFY COMMUNITY PROPERTY FOR DIVISION, BUDGETING, IDENTIFY TAX ISSUES IN PROPERTY DIVISION, TECT. (2) LEEWARD WEALTH MANAGEMENT - DBA. INVESTMENT RELATED; 707 Cavern Street, Severance, CO 80550; COMPREHENSIVE FINANCIAL PLANNING AND INVESTMENT MANAGEMENT; OWNER/CFP; 08/19/2019; 40 HRS PER WEEK PER MONTH ARE DEVOTED; 40 HOURS PER WEEK PER MONTH ARE DEVOTED DURING SECURITIES TRADING HOURS; WORK WITH CLIENTS WITH THEIR INVESTMENTS (3) Fixed insurance; investment related; start date 8/17/2020 - agent; 707 Cavern Street, Severance, CO 80550; sales & service of fixed insurance products; 4 hours per month, 4 hours during trading. (4) KMS Enterprises; non investment related; start date 1/1/2022; owner; 707 Cavern Street, Severance, CO 80550; parent company for DBA names. (5) NoCo Collaborative Divorce Group (NCCDG); Not investment related; 2625 Redwing Rd, Ste 350; Fort Collins, CO 80526; Treasurer; Help support and build the group. Collect membership dues and deposit into credit union account. Attend meetings. Have input into the website and marketing of the group. Eventually we will provide the public workshops on what is the collaborative divorce process and how it works; Start 8/4/2024; 4 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Marie Surber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
August 16, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #2: 2580 E. Harmony Rd Ste 201, Fort Collins, CO 80528RIA
CRD#: 112294
Severance, CO
Current
September 9, 2019 - Present
J.W. COLE FINANCIAL, INC.
Office #2: 2580 E. Harmony Rd Ste 201, Fort Collins, CO 80528BD
CRD#: 124583
Severance, CO
Past
January 3, 2019 - August 16, 2019
INTELLIGENCE DRIVEN ADVISERS, LLC
RIA
CRD#: 299589
MURRIETA, CA
Past
October 24, 2017 - March 1, 2019
LABRUM WEALTH MANAGEMENT, LLC
RIA
CRD#: 150734
Murrieta, CA
Past
January 3, 2011 - October 9, 2017
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
MURRIETA, CA
Past
January 3, 2005 - December 31, 2010
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
MURRIETA, CA
Past
October 31, 2003 - December 31, 2004
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
MURRIETA, CA
Past
October 31, 2003 - October 9, 2017
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
MURRIETA, CA
Past
March 31, 2003 - November 22, 2003
IFG ADVISORY SERVICES INC
RIA
CRD#: 105316
WOODSTOCK, GA
Past
November 12, 2001 - November 22, 2003
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
September 25, 2000 - November 27, 2001
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
October 27, 1998 - September 21, 2000
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
April 16, 1998 - July 28, 1998
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
April 16, 1998 - July 28, 1998
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/5/2021)
RR
California(9/9/2019)
RR
Colorado(7/12/2021)
IAR
Colorado(7/12/2021)
RR
Georgia(6/29/2020)
RR
Washington(6/29/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
