Jeremy L. Radcliffe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Lawrence Radcliffe was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 1997. Jeremy had worked at 15 firms and has passed the Series 65, Series 63, Series 79TO, Series 7TO, Series 99TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2020 - September 30, 2022
YOSEMITE EXECUTION PARTNERS INC.
August 11, 2017 - July 26, 2018
HIGHTOWER PRIVATE CLIENT
July 28, 2015 - August 21, 2018
THE SALIENT ZARVONA ENERGY FUND GP, L.P.
July 9, 2015 - August 21, 2018
FORWARD MANAGEMENT, LLC
July 9, 2015 - August 21, 2018
FORWARD SECURITIES, LLC
July 26, 2011 - August 21, 2018
SUSTAINABLE WOODLANDS PARTNERS, LLC
February 18, 2011 - August 21, 2018
SALIENT CAPITAL ADVISORS, LLC
December 22, 2010 - October 27, 2015
INTEGRITY CAPITAL, LLC
November 6, 2008 - August 21, 2018
SALIENT CAPITAL L.P.
December 1, 2006 - October 5, 2011
GHE ADVISERS, L.P.
May 24, 2006 - August 21, 2018
CYPRESS CREEK PARTNERS
August 26, 2003 - November 11, 2008
SANDERS MORRIS LLC
September 13, 2002 - August 21, 2018
SALIENT ADVISORS, L.P.
October 20, 1999 - September 18, 2002
HITHERLANE PARTNERS, LLC
October 20, 1999 - September 18, 2002
HITHERLANE PARTNERS, LLC
September 5, 1997 - November 18, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
YOSEMITE EXECUTION PARTNERS INC.
CRD#: 165587 / SEC#: , 8-69173
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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