Matthew D. Albers

DRS WEALTH MANAGEMENT

Easton, MD 21601

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CRD#: 2917814

Professional summary

Matthew David Albers, who also goes by Matt David Albers, Matthew D Albers, is a registered financial advisor currently at DRS WEALTH MANAGEMENT located in Easton, Maryland.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt David Albers | Matthew D Albers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As an individual insurance broker, selling insurance products independently through a field marketing organization that is investment-related and conducted during securities trading hours. Member of Green Pearl, LLC which is an oyster farm located in Easton, MD. This is a passive activity that I spend approximately one hour per month on. Omni Non-Profit Solutions Agency is located at 8859 Mistletoe Dr., Suite F, Easton, MD 21601. I am a strategic partner in this association. This entity provides an array of services to nonprofit organizations. This takes a nominal amount of time and no compensation is received. Phillips Wharf Environmental Center in Tilghman Island, MD is a nonprofit center educating the public about regional environmental issues. I am the chairman of the board. This is a volunteer position with no compensation. This activity takes 2-3 hours per week during non-business hours and 1 hour per week during business hours. DRS Business Advisory, LLC - Easton, Maryland - 09/2024 to Present - Business Exit Planning advisory services - CEO - Non-investment related - about 5 hours per week and ALL during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Albers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2019 - Present

DRS WEALTH MANAGEMENT

Office #1: 133 West Street, Suite I, Easton, MD 21601

RIA

CRD#: 306281

Easton, MD

Past

December 12, 2019 - December 13, 2019

DRS WEALTH MANAGEMENT

RIA

CRD#: 306281

EASTON, MD

Past

March 24, 2016 - October 17, 2019

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

Vienna, VA

Past

December 8, 2015 - October 17, 2019

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

Vienna, VA

Past

February 28, 2013 - December 8, 2015

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

EASTON, MD

Past

June 26, 2012 - January 6, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

EASTON, MD

Past

April 24, 2012 - February 19, 2013

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

NEW YORK, NY

Past

October 7, 2011 - April 18, 2012

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

CENTREVILLE, MD

Past

October 7, 2011 - February 19, 2013

WINDSOR STREET CAPITAL, LP

CRD#: 34171

ST. MICHAELS, MD

Past

July 1, 2010 - October 7, 2011

ANDERSON & STRUDWICK, INCORPORATED

RIA

CRD#: 48

LEESBURG, VA

Past

July 1, 2010 - October 7, 2011

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

LEESBURG, VA

Past

June 3, 2009 - July 7, 2010

JESUP & LAMONT SECURITIES CORP

RIA

CRD#: 39056

LEESBURG, VA

Past

May 27, 2009 - July 7, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

LEESBURG, VA

Past

August 18, 2004 - December 12, 2008

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

EASTON, MD

Past

March 31, 2003 - December 31, 2003

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

CEDAR RAPIDS, IA

Past

December 3, 2001 - December 31, 2002

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

RIA

CRD#: 2864

LYNCHBURG, VA

Past

June 29, 2001 - March 31, 2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

August 23, 1999 - May 21, 2001

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

December 7, 1998 - December 14, 2000

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(10/14/2020)

IAR

Maryland
(12/20/2019)

IAR

North Carolina
(4/24/2020)

IAR

Texas
(1/14/2021)

IAR

Virginia
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/27/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/1998

General Securities Representative Examination

Current Firm

DRS WEALTH MANAGEMENT

DELMARVA RETIREMENT SOLUTIONS, LLC | DRS WEALTH MANAGEMENT

CRD#: 306281 / SEC#:

Delaware

Registered Investment Advisory firm - (9/30/2020 Approved)

Florida

Registered Investment Advisory firm - (6/24/2020 Approved)

Maryland

Registered Investment Advisory firm - (12/12/2019 Approved)

North Carolina

Registered Investment Advisory firm - (4/24/2020 Approved)

Oregon

Registered Investment Advisory firm - (11/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (1/2/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

133 West Street, Suite I, Easton, MD 21601

Mailing Address

Phone number

(410) 490-6477

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	516
AUM (Assets Under Management)	$ 78,233,296

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew D. Albers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Albers's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRS WEALTH MANAGEMENT

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

ARISTON WEALTH MANAGEMENT, L.P.

ARISTON WEALTH MANAGEMENT, L.P.

WINDSOR STREET CAPITAL, LP

ANDERSON & STRUDWICK, INCORPORATED

ANDERSON & STRUDWICK, INCORPORATED

JESUP & LAMONT SECURITIES CORP

JESUP & LAMONT SECURITIES CORP

EMPIRE FINANCIAL GROUP, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

TRIAD ADVISORS LLC

INVESTACORP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2009

Series 63

Date: 11/27/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/12/1998

Current Firm

DRS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DRS WEALTH MANAGEMENT

TRUST BUT VERIFY

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