DE
David A. Ebner
INDEPENDENT FINANCIAL GROUP
Wadsworth, OH
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CRD#: 2917646
DE
Professional summary
David Andrew Ebner is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Wadsworth, Ohio.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2012 ADDRESS: 185 Grandview Avenue, Wadsworth OH 44281, United States DESCRIPTION: OH INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) RENTAL PROPERTY POSITION: Owner/Landlord NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 3250 West 129th Street, Cleveland OH 44111, United States DESCRIPTION: All required activities for the Ownership and Leasing of a Single Family Home. AMOURA.LIFE , LLC POSITION: Non-compensated Financial and Business Advisor, CFO NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 148 Via Joaquin, Moraga CA 94556, United States DESCRIPTION: Providing Financial and Business advice to my sister Elaine Ebner (Founder and Owner) of Amoura.Life LLC, in the setup, operation and financial sales reporting of her business. This business is set up on Shopify which will provide automated sales and revenue and inventory reporting and fulfillment will be done by Shipbob which will provide automated fulfillment, sales and inventory data. Elaine outsources her product manufacturing to Sticky USA (a California based Candy company).
CRS (Client Relationship Summary) - RIA
Click below to view David Andrew Ebner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Ebner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2013 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
Wadsworth, OH
Current
June 20, 2013 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
Wadsworth, OH
Past
June 24, 2011 - June 26, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
WESTLAKE, OH
Past
May 2, 2011 - June 26, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
WESTLAKE, OH
Past
February 6, 2009 - May 10, 2011
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CLEVELAND, OH
Past
February 3, 2009 - May 10, 2011
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CLEVELAND, OH
Past
July 7, 2005 - February 4, 2009
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
TOLEDO, OH
Past
July 1, 2005 - February 4, 2009
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
TOLEDO, OH
Past
July 1, 2003 - July 1, 2005
FIRSTMERIT SECURITIES, INC.
BD
CRD#: 35057
AKRON, OH
Past
January 24, 2003 - June 24, 2003
CHARTER ONE SECURITIES, INC.
RIA
CRD#: 13373
CLEVELAND, OH
Past
October 7, 2002 - June 24, 2003
CHARTER ONE SECURITIES, INC.
BD
CRD#: 13373
CLEVELAND, OH
Past
March 13, 2000 - September 13, 2002
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
August 25, 1997 - March 8, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/20/2013)
RR
Ohio(6/20/2013)
IAR
Ohio(6/20/2013)
RR
South Carolina(11/16/2017)
RR
Virginia(5/23/2025)
RR
Wisconsin(2/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
