Gregory D. Miesner
Professional summary
Gregory Daniel Miesner, who also goes by Gregory Miesner, is a registered financial professional currently at KENNEDY LEWIS CAPITAL MARKETS LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Daniel Miesner's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2024 - Present
KENNEDY LEWIS CAPITAL MARKETS LLC
Office #1: 225 Liberty Street 42nd Floor, New York, NY 10281August 29, 2017 - March 14, 2024
JEFFERIES LLC
October 12, 2009 - December 31, 2010
MORGAN STANLEY & CO. LLC
September 4, 2009 - August 15, 2017
MORGAN STANLEY & CO. LLC
October 1, 2008 - August 24, 2009
J.P. MORGAN SECURITIES LLC
May 12, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 19, 2006 - May 13, 2008
J.P. MORGAN SECURITIES LLC
January 8, 2001 - June 9, 2006
CITIGROUP GLOBAL MARKETS INC.
September 3, 1997 - November 27, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2024)
Exams
Series 99TO
Date: 10/10/2024
Operations Professional ExaminationSeries 79TO
Date: 9/27/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KENNEDY LEWIS CAPITAL MARKETS LLC
CRD#: 324209 / SEC#: , 8-71025
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNEDY LEWIS INVESTMENT MANAGEMENT LLC | SOLE MEMBER | |
| GEROWSKI, DOUGLAS JEFFREY | BOARD MANAGER | 5978781 |
| KRUKOWSKI, JULIAN THEODORE | CHIEF COMPLIANCE OFFICER | 3070439 |
| LOGIGIAN, DOUGLAS TATE | BOARD MANAGER | 4699704 |
| MIESNER, GREGORY DANIEL | CHIEF EXECUTIVE OFFICER | 2917598 |
| MIESNER, GREGORY DANIEL | BOARD MANAGER | 2917598 |
| PASQUA, ANTHONY FRANK | BOARD MANAGER | 4223643 |
| ROCHE, PASCAL | FINOP, PFO, POO | 5920968 |
Red Flags
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