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GP

Gianluca Passaretta

BBVA SECURITIES
New York, NY 10001
Some features on this profile are disabled
CRD#: 2917523
GP

Professional summary

Gianluca Passaretta is a registered financial professional currently at BBVA SECURITIES INC. located in New York, New York.

Gianluca is registered as a RR (Registered Representative) and started their career in finance in 1997. Gianluca has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 17 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gianluca Passaretta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

BBVA SECURITIES INC.

Office #1: 375 9th Avenue 9th Floor, New York, NY 10001
BD
CRD#: 27060
New York, NY
Past

May 28, 2019 - July 13, 2023

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

September 20, 2013 - April 9, 2019

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

October 23, 2009 - July 25, 2013

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

May 21, 2009 - October 26, 2009

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

August 6, 2003 - November 3, 2008

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

August 27, 1997 - August 4, 2003

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/27/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 17
Date: 8/18/1997
Limited Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/25/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BBVA SECURITIES INC.
BBV LATINVEST SECURITIES INC. | LATINVEST SECURITIES INC. | INVERMEXICO USA, INC. | BBVA SECURITIES INC. | BBVA INVESTMENTS, A DIVISION OF BBVA SECURITIES INC. | BBV SECURITIES INC.

CRD#: 27060 / SEC#: , 8-42857

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
375 9th Avenue 9th Floor, New York, NY, 10001
Mailing Address
375 9th Avenue 9th Floor, New York, NY, 10001
Phone number
(212) 728-1500
Established
Delaware since 03/13/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BBVA USD INVESTMENTS, S.A.OWNER
ALARCON GONZALEZ, LUIS FRANCISCODIRECTOR7560286
CANGCUESTA, KRISTINE FAITHUS HEAD OF BSA/AML8096305
GIL HERNANDEZ, REGINADIRECTOR5774494
JENSEN, PETER EGELUNDDIRECTOR, CEO & MANAGING DIRECTOR, INSTITUTIONAL; CHAIRMAN OF THE BOARD2596069
MOSCARA, STEPHEN MICHAELDIRECTOR, EXECUTIVE VICE PRESIDENT AND FINOP4564002
MURPHY, COLIN AOPERATIONS PRINCIPAL INSTITUTIONAL4274816
NEEL, DAVID SULLIVAN JRCO-CCO, SENIOR VICE PRESIDENT, DIRECTOR OF RETAIL COMPLIANCE1884109
RAGHAVAN, PRIYADIRECTOR6485341
SCHUBERT, PHILIP MICHAELDIRECTOR5285568
SOHN, DONG BCHIEF FINANCIAL OFFICER5115452
SPINELLI, JOSEPH CHARLESCO-CCO, VICE PRESIDENT, HEAD OF INSTITUTIONAL COMPLIANCE2436743
SWAMMY, SARAH ALEXANDRADIRECTOR4010520

Disclosures

Regulatory Event10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BBVA SECURITIES INC.

CRD#: 27060New York, NY 10001

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