Adele P. Day
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adele Patricia Day, who also goes by Adele P Landers, Adele Patricia Landers, Adele P Youngblood, was a registered financial professional .
Adele is a previously registered financial professional and started their career in finance in 1997. Adele had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2016 - January 29, 2024
TRUIST ADVISORY SERVICES, INC.
September 30, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 29, 2013 - January 29, 2024
TRUIST INVESTMENT SERVICES, INC.
June 25, 2003 - November 10, 2003
AMSOUTH INVESTMENT SERVICES, INC.
March 2, 2000 - March 26, 2003
INVEST FINANCIAL CORPORATION
January 4, 1999 - March 26, 2003
INVEST FINANCIAL CORPORATION
August 26, 1997 - January 25, 1999
CITIZENS SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
