Nicolas J. Knapik

AVIDIAN WEALTH SOLUTIONS

Jenson Beach, FL

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CRD#: 2917447

Professional summary

Nicolas Johann Knapik, who also goes by Nick Knapik, Nicolas J. Knapik, is a registered financial advisor currently at AVIDIAN WEALTH SOLUTIONS located in Jenson Beach, Florida.

Nicolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nicolas has worked at 12 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Knapik | Nicolas J. Knapik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Johann Knapik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2023 - Present

AVIDIAN WEALTH SOLUTIONS

RIA

CRD#: 127186

Jenson Beach, FL

Past

January 11, 2019 - July 28, 2023

RJ CAPITAL LLC

RIA

CRD#: 297839

Jensen Beach, FL

Past

February 16, 2016 - January 11, 2019

RJ CAPITAL, LLC

RIA

CRD#: 118931

HOUSTON, TX

Past

October 21, 2014 - April 20, 2016

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Tampa, FL

Past

August 16, 2012 - November 14, 2014

RJ CAPITAL, LLC

RIA

CRD#: 118931

HOUSTON, TX

Past

May 4, 2009 - November 1, 2012

THE MUTUAL FUND STORE

RIA

CRD#: 141662

HOUSTON, TX

Past

April 28, 2009 - December 20, 2012

THE MUTUAL FUND STORE

RIA

CRD#: 141814

SUGAR LAND, TX

Past

November 7, 2006 - November 29, 2007

THE MUTUAL FUND STORE

RIA

CRD#: 141814

OVERLAND PARK, KS

Past

October 27, 2006 - November 1, 2012

THE MUTUAL FUND STORE

RIA

CRD#: 141666

HOUSTON, TX

Past

November 17, 2004 - July 28, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WEST HARTFORD, CT

Past

November 16, 2004 - July 28, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 5, 2004 - August 6, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

, GA

Past

January 30, 2004 - August 6, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

March 21, 2001 - February 22, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

July 27, 1999 - April 10, 2001

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

July 10, 1998 - July 23, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 6, 1997 - June 13, 1998

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVIDIAN WEALTH SOLUTIONS

CRD#: 127186 / SEC#: 801-64386

RIA

Registered Investment Advisory firm - (5/19/2005 Approved)

Texas

Registered Investment Advisory firm - (6/2/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/9/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/13/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/4/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AVIDIAN WEALTH SOLUTIONS

CRD#: 127186 / SEC#: 801-64386

RIA

Registered Investment Advisory firm - (5/19/2005 Approved)

Texas

Registered Investment Advisory firm - (6/2/2005 Terminated)

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Contact information

Main Address

800 Town & Country Blvd Ste 410 And Ste 220, Houston, TX 77024

Mailing Address

Phone number

(281) 822-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVIDIAN WEALTH SOLUTIONS DISCLOSURE BROCHURE 2025 (7/21/2025)

Regulatory assets under management

Total Number of Accounts	6,742
AUM (Assets Under Management)	$ 3,994,927,750

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2025	Cover Page	Report
01/02/2025	Cover Page	Report
09/27/2024	Cover Page	Report
01/31/2024	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicolas J. Knapik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Johann Knapik's CRS (Customer Relationship Summary).

Certified licenses

Experience

RJ CAPITAL LLC

RJ CAPITAL, LLC

MERCER GLOBAL ADVISORS INC.

RJ CAPITAL, LLC

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

A. G. EDWARDS & SONS, INC.

QUICK & REILLY, INC.

MORGAN STANLEY DW INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

AVIDIAN WEALTH SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/1998

Series 63

Date: 9/5/1997

Series 31

Date: 9/9/1998

Series 7

Date: 8/13/1998

Series 6

Date: 8/4/1997

Current Firm

AVIDIAN WEALTH SOLUTIONS

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AVIDIAN WEALTH SOLUTIONS

TRUST BUT VERIFY

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