Charles A. Aronson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles A Aronson, who also goes by Charles Aronson, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2005. Charles had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2024 - May 27, 2025
AVANT-GARDE TRADING SECURITIES
January 2, 2015 - May 10, 2024
TRADINGBLOCK
April 20, 2011 - December 31, 2014
E*TRADE FUTURES LLC
July 15, 2005 - April 29, 2011
MF GLOBAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
AVANT-GARDE TRADING SECURITIES
CRD#: 292119 / SEC#: , 8-70068
Contact information
FINRA licenses (50 States and Territories)
Red Flags
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