CD
Carl W. Doerschler
M HOLDINGS SECURITIES
Mattawan, MI 49071
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CRD#: 2917173
CD
Professional summary
Carl William Doerschler, AIF® is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Mattawan, Michigan.
Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Carl has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 54870 North Main Street, LLC; 54870 North Main Street, Kalamazoo, MI 49071; 12/2021; Managing Member; One-member LLC that owns commercial real estate where firm is located; Not Investment Related; 1 hour/month; 0 hours/month during business hours; Rental income from firm as tenant. 2) Doerschler & Associates Wealth Management, LLC; 54870 North Main Street, Kalamazoo, MI 49071; 12/01/2021; Owner/Financial Advisor; 50% owner, active involvement in day-to-day operations; Investment Related; 60 hours/month; 3 hours/month during business hours; Ownership, Expense Reimbursement; Profits, Wages/Salary. 3) Notary Public; Michigan Department of State, Office of the Great Seal, 7064 Crowner Drive, Lansing MI 48918; Notary; Investment-Related; Notary; Provide Notary Services as an impartial witness; 01/01/2024; 1 hour per month; 1 hour per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Carl William Doerschler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Carl William Doerschler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 1, 2010 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 54870 N Main Street, Mattawan, MI 49071RIA
BD
CRD#: 43285
Mattawan, MI
Current
February 26, 2007 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 54870 N Main Street, Mattawan, MI 49071RIA
BD
CRD#: 43285
Mattawan, MI
Past
February 20, 2007 - February 27, 2007
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
KALAMAZOO, MI
Past
December 16, 2003 - February 16, 2007
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
KALAMAZOO, MI
Past
June 28, 2002 - December 17, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
June 29, 1998 - June 10, 2002
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
CLEVELAND, OH
Past
December 1, 1997 - December 31, 2001
NATCITY INSURANCE SERVICES, INC.
BD
CRD#: 16989
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/2/2022)
RR
Arizona(5/11/2015)
RR
California(3/8/2007)
RR
Florida(10/26/2018)
RR
Georgia(12/22/2021)
RR
Illinois(7/9/2014)
RR
Indiana(3/9/2007)
RR
Iowa(1/5/2024)
RR
Kentucky(3/15/2007)
RR
Michigan(2/26/2007)
IAR
Michigan(6/1/2010)
RR
Montana(11/9/2020)
RR
Nebraska(5/31/2024)
RR
New Jersey(6/24/2021)
RR
New York(3/8/2007)
IAR
North Carolina(2/1/2023)
RR
Ohio(12/22/2016)
IAR
Ohio(8/7/2025)
RR
Oklahoma(8/22/2018)
RR
Pennsylvania(10/12/2007)
IAR
Pennsylvania(8/13/2025)
RR
Rhode Island(2/12/2024)
RR
South Carolina(3/8/2007)
IAR
South Carolina(8/8/2025)
RR
Utah(5/26/2020)
RR
Virginia(7/3/2021)
RR
Washington(10/1/2018)
RR
Wisconsin(6/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Mattawan, MI 49071TRUST BUT VERIFY
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