Michael V. Guillory
Professional summary
Michael Valdovino Guillory was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Michael had worked at 6 firms, which includes FINANCIAL WEST GROUP, THE SHEMANO GROUP INC., 1ST DISCOUNT BROKERAGE INC., ACUMENT SECURITIES INC., KIRLIN SECURITIES INC., H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2008 - February 1, 2017
FINANCIAL WEST GROUP
June 18, 2008 - February 1, 2017
FINANCIAL WEST GROUP
December 5, 2006 - August 18, 2008
THE SHEMANO GROUP, INC.
February 22, 2005 - November 13, 2006
1ST DISCOUNT BROKERAGE, INC.
August 21, 2002 - November 13, 2006
1ST DISCOUNT BROKERAGE, INC.
October 17, 2000 - August 21, 2002
ACUMENT SECURITIES, INC.
September 21, 1998 - September 26, 2000
KIRLIN SECURITIES INC.
December 18, 1997 - October 5, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 7/19/2003
Limited Representative-Equity Trader ExamCurrent Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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