Steven E. Glick
MJP WEALTH ADVISORS
Farmington, CT 06032
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CRD#: 2916876
Professional summary
Steven Eric Glick, CFP®, ChFC®, who also goes by Steven E Glick, is a registered financial advisor currently at MJP WEALTH ADVISORS located in Farmington, Connecticut and ARETE WEALTH MANAGEMENT, LLC located in Farmington, Connecticut.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven E Glick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AMERICAN BUSINESS; NON-INVESTMENT RELATED; 655 THIRD AVE., SUITE 900, NEW YORK, NY 10017; INDEPENDENT INSURANCE AGENT; STARTED 03/30/2002; 140 HRS/MTH; 140 HRS/MTH DURING ST HOURS; SALE OF LIFE INSURANCE, DISABILITY INSURANCE AND LTC INSURANCE PRODUCTS. 2) MJP ASSOCIATES, INC.; INVESTMENT RELATED; 790 FARMINGTON AVE, FARMINGTON CT 06032; RIA INVESTMENT ADVISOR AGENT; STARTED 03/25/2008; 4 HRS/MTH; 4 HRS/MTH DURING ST HOURS; SALES OF ADVISORY SERVICES. 3) ALLIANT INSURANCE SERVICES; YES; NEW YORK CITY; CORPORATION; STATUATORY AGENT; START DATE 09/12/12; 20; 20; PROPERTY AND CASUALTY INSURANCE FOR PERSONAL AND COMMERCIAL COVERAGES. 4) SEG WEALTH ADVISORY CORP; NO; CORPORATION; OWNER/PRESIDENT; 02/2008; 1; 1; SALE AND MAINTENANCE OF GROUP HEALTH, LIFE AND DISABILITY INSURANCE. 5) RZH RISK MANAGEMENT LLC; NO; INSURANCE SALES; PARTNER; START DATE = 10/2021; 1; 0; SUPPORT PARTNER IN BUILDING PERSONAL LINES P&C BUSINESS. 6) RSC INSURANCE BROKERAGE INC DBA RISK STRATEGIES: INSURANCE SALES; CONTRACTOR; START DATE - 01/2023; 5; 5; P&C BUSINESS; NOT INVESTMENT RELATED. 7) RISK STRATEGIES; INSURANCE SALES; NY; 01/2023; P&C INSURANCE
CRS (Client Relationship Summary) - RIA
Click below to view Steven Eric Glick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
May 14, 2008 - Present
MJP WEALTH ADVISORS
Office #1: 74 Batterson Park Rd Suite 103, Farmington, CT 06032RIA
CRD#: 127654
Farmington, CT
Current
March 29, 2018 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 74 Batterson Park Road Suite 103, Farmington, CT 06032BD
CRD#: 44856
Farmington, CT
Past
August 20, 2003 - October 16, 2003
OSAIC WEALTH, INC.
RIA
CRD#: 23131
FARMINGTON, CT
Past
August 19, 2003 - April 4, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
FARMINGTON, CT
Past
April 25, 2002 - September 3, 2003
CAP PRO BROKERAGE SERVICES, INC.
BD
CRD#: 103953
COLUMBUS, OH
Past
February 5, 1998 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
February 5, 1998 - April 11, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MJP WEALTH ADVISORS
MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS
CRD#: 127654 / SEC#: 801-63389
RIA
Registered Investment Advisory firm - (9/1/2004 Approved)Connecticut
Registered Investment Advisory firm - (9/1/2004 Terminated)Massachusetts
Registered Investment Advisory firm - (7/13/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/11/2020)
IAR
Connecticut(5/14/2008)
RR
Connecticut(3/29/2018)
RR
Florida(4/27/2023)
RR
New Hampshire(10/29/2020)
RR
New Jersey(3/29/2018)
RR
New York(3/29/2018)
RR
North Carolina(10/28/2020)
RR
Tennessee(9/10/2021)
RR
Texas(10/17/2024)
RR
Virginia(7/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MJP WEALTH ADVISORS
MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS
CRD#: 127654 / SEC#: 801-63389
RIA
Registered Investment Advisory firm - (9/1/2004 Approved)Connecticut
Registered Investment Advisory firm - (9/1/2004 Terminated)Massachusetts
Registered Investment Advisory firm - (7/13/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
74 Batterson Park Rd Suite 103, Farmington, CT 06032
Mailing Address
Phone number
(860) 677-7755
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,804 |
| AUM (Assets Under Management) | $ 1,319,055,891 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
