Leonardo Pjetri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonardo Pjetri, who also goes by Leo Pjetri, was a registered financial professional .
Leonardo is a previously registered financial professional and started their career in finance in 1999. Leonardo had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2001 - November 30, 2001
ALEXANDER, WESCOTT, & CO., INC.
January 3, 2001 - April 4, 2001
VANGUARD CAPITAL
July 21, 2000 - January 2, 2001
WINDSOR STREET CAPITAL, LP
February 1, 2000 - July 20, 2000
NATIONAL SECURITIES CORPORATION
October 21, 1999 - January 12, 2000
SALOMON GREY FINANCIAL CORPORATION
October 13, 1999 - October 20, 1999
TARPON SCURRY INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALEXANDER, WESCOTT, & CO., INC.
CRD#: 35935 / SEC#: , 8-46935
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE FINANCIAL COMMERCE NETWORK INC. | SHAREHOLDER/PARENT | |
| BACH, RICHARD HANS | CHAIRMAN AND CEO | 1011097 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
