CB
Christi L. Banko
JANNEY MONTGOMERY SCOTT LLC
ATLANTA, GA 30326
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CRD#: 2916543
CB
Professional summary
Christi Lynn Banko is a registered financial professional currently at JANNEY MONTGOMERY SCOTT LLC located in Atlanta, Georgia.
Christi is registered as a RR (Registered Representative) and started their career in finance in 1997. Christi has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christi Lynn Banko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2022 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 3560 Lenox Road Ne Suite 1100, Atlanta, GA 30326RIA
BD
CRD#: 463
ATLANTA, GA
Past
February 17, 2021 - January 27, 2022
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
November 2, 2017 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
ATLANTA, GA
Past
September 28, 2010 - November 3, 2017
MORGAN STANLEY
BD
CRD#: 149777
ATLANTA, GA
Past
August 12, 2005 - September 29, 2010
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
ATLANTA, GA
Past
July 18, 2001 - August 18, 2005
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
August 14, 2000 - July 11, 2001
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
October 23, 1997 - August 14, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/27/2022)
RR
Alaska(1/27/2022)
RR
Arizona(1/27/2022)
RR
Arkansas(1/27/2022)
RR
California(1/27/2022)
RR
Colorado(1/27/2022)
RR
Connecticut(1/27/2022)
RR
Delaware(1/27/2022)
RR
District of Columbia(1/27/2022)
RR
Florida(1/27/2022)
RR
Georgia(1/27/2022)
RR
Hawaii(1/27/2022)
RR
Idaho(1/27/2022)
RR
Illinois(1/27/2022)
RR
Indiana(1/27/2022)
RR
Iowa(1/27/2022)
RR
Kansas(1/27/2022)
RR
Kentucky(1/27/2022)
RR
Louisiana(1/27/2022)
RR
Maine(1/27/2022)
RR
Maryland(1/27/2022)
RR
Massachusetts(1/27/2022)
RR
Michigan(1/27/2022)
RR
Minnesota(1/27/2022)
RR
Mississippi(1/27/2022)
RR
Missouri(1/27/2022)
RR
Montana(1/27/2022)
RR
Nebraska(1/27/2022)
RR
Nevada(1/27/2022)
RR
New Hampshire(1/27/2022)
RR
New Jersey(1/27/2022)
RR
New Mexico(1/27/2022)
RR
New York(1/27/2022)
RR
North Carolina(1/27/2022)
RR
North Dakota(1/27/2022)
RR
Ohio(1/27/2022)
RR
Oklahoma(1/27/2022)
RR
Oregon(1/27/2022)
RR
Pennsylvania(1/27/2022)
RR
Puerto Rico(1/27/2022)
RR
Rhode Island(1/27/2022)
RR
South Carolina(1/27/2022)
RR
South Dakota(1/27/2022)
RR
Tennessee(1/27/2022)
RR
Texas(1/27/2022)
RR
Utah(1/27/2022)
RR
Vermont(1/27/2022)
RR
Virgin Islands(1/27/2022)
RR
Virginia(1/27/2022)
RR
Washington(1/27/2022)
RR
West Virginia(1/27/2022)
RR
Wisconsin(1/27/2022)
RR
Wyoming(1/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
