Timothy M. Wendt

WENDT FINANCIAL ADVISORS

Battle Creek, MI

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CRD#: 2916521

Professional summary

Timothy Michael Wendt, CFP®, CIMA® is a registered financial advisor currently at WENDT FINANCIAL ADVISORS, LLC located in Battle Creek, Michigan.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Wendt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 21, 2020 - Present

WENDT FINANCIAL ADVISORS, LLC

RIA

CRD#: 308918

Battle Creek, MI

Past

April 29, 2008 - April 8, 2020

PLANTE MORAN FINANCIAL ADVISORS

RIA

CRD#: 112158

PORTAGE, MI

Past

November 24, 2003 - March 8, 2005

PLANTE MORAN INSURANCE AGENCY

CRD#: 127257

SOUTHFIELD, MI

Past

September 17, 2002 - November 4, 2004

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

November 7, 1997 - October 2, 2000

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

September 23, 1997 - November 17, 1997

FIRST OF MICHIGAN CORPORATION

CRD#: 311

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/21/2020)

IAR

Texas
(8/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/22/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/29/2003

General Securities Principal Examination

Current Firm

WENDT FINANCIAL ADVISORS, LLC

CRD#: 308918 / SEC#:

Michigan

Registered Investment Advisory firm - (5/20/2020 Approved)

Texas

Registered Investment Advisory firm - (8/4/2020 Conditional Restricted)

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Contact information

Main Address

Battle Creek, MI

Mailing Address

Phone number

(269) 832-0073

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 79,382,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy M. Wendt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Wendt's CRS (Customer Relationship Summary).

Certified licenses

Experience

WENDT FINANCIAL ADVISORS, LLC

PLANTE MORAN FINANCIAL ADVISORS

PLANTE MORAN INSURANCE AGENCY

VALMARK SECURITIES, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

FIRST OF MICHIGAN CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1999

Series 63

Date: 10/8/1997

Series 7

Date: 9/22/1997

Series 24

Date: 7/29/2003

Current Firm

WENDT FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WENDT FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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