Robert M. Glasgow

PROVIDENCE SQUARED LLC

Ooltewah, TN

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CRD#: 2916463

Professional summary

Robert Morris Glasgow III, CFP®, ChFC® is a registered financial advisor currently at PROVIDENCE SQUARED LLC located in Ooltewah, Tennessee.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. As personal or business consultant not investment advisory specific. May include clients that otherwise I do business with as their investment advisor. Consulting provided under separate agreement. Approximately 40-hours per month spent on these activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Morris Glasgow III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

ChFC^®

Chartered Financial Consultant

Experience

Current

August 11, 2023 - Present

PROVIDENCE SQUARED LLC

RIA

CRD#: 327066

Ooltewah, TN

Past

October 7, 2016 - March 21, 2023

GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 118668

CHATTANOOGA, TN

Past

January 26, 2015 - April 8, 2016

HHM WEALTH ADVISORS, LLC

RIA

CRD#: 150843

CHATTANOOGA, TN

Past

September 30, 2014 - January 28, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOUNTAIN BROOK, AL

Past

January 21, 2014 - September 24, 2014

RFG ADVISORY, LLC

RIA

CRD#: 158401

VESTAVIA HILLS, AL

Past

October 25, 2011 - July 1, 2013

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

NEWNAN, GA

Past

June 27, 2011 - February 7, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOUNTAIN BROOK, AL

Past

June 21, 2011 - January 28, 2015

LPL FINANCIAL LLC

CRD#: 6413

MOUNTAIN BROOK, AL

Past

July 7, 2009 - October 17, 2011

GLASGOW CAPITAL MANAGEMENT LLC

RIA

CRD#: 150145

NEWNAN, GA

Past

August 19, 2005 - August 31, 2009

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

August 5, 2005 - September 8, 2009

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Past

June 14, 2005 - January 3, 2007

STERNE, AGEE & LEACH, INC.

RIA

CRD#: 791

BIRMINGHAM, AL

Past

June 13, 2005 - April 8, 2009

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Past

May 23, 2002 - June 11, 2002

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

BHAM, AL

Past

April 26, 2002 - June 29, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BIRMINGHAM, AL

Past

April 26, 2002 - June 29, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 10, 1997 - May 23, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/5/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/9/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/28/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

PROVIDENCE SQUARED LLC

CRD#: 327066 / SEC#:

Tennessee

Registered Investment Advisory firm - (7/20/2023 Approved)

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Contact information

Main Address

Ooltewah, TN

Mailing Address

Phone number

(205) 910-5612

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 10,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert M. Glasgow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Morris Glasgow III's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUARDIAN WEALTH MANAGEMENT, LLC

HHM WEALTH ADVISORS, LLC

LPL FINANCIAL LLC

RFG ADVISORY, LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

GLASGOW CAPITAL MANAGEMENT LLC

INTL ADVISORY CONSULTANTS INC.

STONEX SECURITIES INC.

STERNE, AGEE & LEACH, INC.

STERNE, AGEE & LEACH, INC.

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/1997

Series 63

Date: 9/12/1997

SIE

Date: 1/28/2015

Series 3

Date: 6/5/2006

Series 7

Date: 9/9/1997

Series 8

Date: 7/28/1999

Current Firm

PROVIDENCE SQUARED LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROVIDENCE SQUARED LLC

TRUST BUT VERIFY

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