Bruce W. Hanks

WEALTH MANAGEMENT OF KENTUCKY

LEXINGTON, KY 40507

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CRD#: 2916399

Professional summary

Bruce Wayne Hanks is a registered financial advisor currently at WEALTH MANAGEMENT OF KENTUCKY, INC. located in Lexington, Kentucky.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Bruce has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INSURANCE AGENT FOR ESTATE PLANNING. 2-3 HOUR PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Wayne Hanks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2014 - Present

WEALTH MANAGEMENT OF KENTUCKY, INC.

Office #1: 444 E Main Street Suite 112, Lexington, KY 40507

RIA

CRD#: 171446

LEXINGTON, KY

Past

August 15, 2014 - May 22, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Lexington, KY

Past

February 13, 2013 - September 19, 2013

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

LEXINGTON, KY

Past

February 13, 2013 - September 19, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LEXINGTON, KY

Past

March 21, 2003 - January 31, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEXINGTON, KY

Past

March 10, 2003 - January 31, 2013

LPL FINANCIAL LLC

CRD#: 6413

LEXINGTON, KY

Past

April 25, 2001 - March 19, 2003

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

December 24, 1998 - May 2, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 12, 1997 - December 3, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(10/21/2014)

IAR

Texas
(10/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/22/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/8/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/11/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/29/2003

General Securities Principal Examination

Current Firm

WEALTH MANAGEMENT OF KENTUCKY, INC.

CURE FINANCIAL SERVICES | WEALTH MANAGEMENT OF KENTUCKY, INC. | HANKS, BRUCE W

CRD#: 171446 / SEC#:

Kentucky

Registered Investment Advisory firm - (10/21/2014 Approved)

Texas

Registered Investment Advisory firm - (10/1/2021 Approved)

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Contact information

Main Address

444 E Main Street Suite 112, Lexington, KY 40507

Mailing Address

Phone number

(859) 268-4425

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	151
AUM (Assets Under Management)	$ 26,907,174

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bruce W. Hanks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Wayne Hanks's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN KEEGAN & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2014

Series 63

Date: 9/19/1997

SIE

Date: 5/22/2015

Series 31

Date: 7/8/2005

Series 7

Date: 9/11/1997

Series 24

Date: 5/29/2003

Current Firm

WEALTH MANAGEMENT OF KENTUCKY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT OF KENTUCKY, INC.

TRUST BUT VERIFY

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