Jason R. Malkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Robert Malkin, who also goes by Jason Robert Malkin, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1997. Jason had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2019 - June 13, 2023
CHIMERA SECURITIES, LLC
May 30, 2013 - August 19, 2014
GREAT POINT CAPITAL LLC
November 2, 2011 - March 14, 2012
GREAT POINT CAPITAL LLC
April 26, 2011 - February 15, 2018
CHIMERA SECURITIES, LLC
March 3, 2003 - August 16, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
November 4, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
September 20, 1999 - August 9, 2002
LIGHTSPEED PROFESSIONAL TRADING LLC
April 21, 1998 - February 23, 1999
HEARTLAND SECURITIES CORP.
August 6, 1997 - April 21, 1998
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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